We provide monthly insights on hot topic issues going on in the industry. See below for some of our latest insights.
FCA multi-firm review: Consumer Duty implementation plans
With six months to go before the Consumer Duty Regulation comes into force, the Financial Conduct Authority (FCA) published the results of its review of
What is on the UK regulatory landscape for 2023?
At The GRC Network, our annual tradition this time of year is to set the tone with the key regulatory themes in the year ahead.
FCA publishes final rules on Consumer Duty
The FCA published its final plans, the Policy Statement and Finalised Guidance, on 27 July 2022 with their new Consumer Duty, introducing a higher level
Summary of the FCA’s Three-Year Strategy and 2022/23 Business Plan
In April, the FCA published its three-year Strategy, setting out how it will achieve better outcomes for consumers and markets throughout the UK. Alongside that,
UK’s sanctions on Russia and the impact on GRC professionals
In response to the situation in Ukraine, the UK announced increased sanctions applicable to Russia on 24 February 2022. The Prime Minister who announced these described by
What’s on the regulatory landscape for 2022?
At The GRC Network, our tradition for every new year is to set the tone with the key regulatory themes in the year ahead. We
FCA ESG Strategy and Priorities
On 3 November 2021, the FCA published its strategy on ESG, which was timed to coincide with COP26 Finance Day. The strategy outlines how the
The FCA’s plan to tackle investment harm
On 15 September 2021, the FCA published the Consumer Investments: Strategy and feedback Statement, giving more detail on its plans to tackle investment harm. The purpose
FCA Business Plan for 2021/22
On 15 July 2021, the FCA published its long-awaited annual Business Plan for 2021-22. The new Plan restates the FCA’s aim to become a forward-looking,
FCA Dear CEO letter to Retail Banks on common AML failings
The FCA recently published its Dear CEO letter (dated 21 May 2021) issued to retail banks requesting for the firms to identify and address common control failings