FCA Consultation Paper 21/7 – A New UK Prudential Regime for investment firms
The FCA launched the second phase of its proposed rules for the UK Investment Firm Prudential Regime (“IFPR”) by publishing the Consultation Paper 21/7: A new UK prudential regime for MiFID investment firms (“CP21/7”). The CP21/7 should be read in conjunction with the FCA’s first consultation paper on the IFPR, published last December (CP20/24) which we summarised in our November newsletter last year. The IFPR follows similar requirements that seek to […]
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